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Pali Capital, Inc.


Pali Capital, Inc. is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Located in flagship offices on Fifth Avenue New York City Pali Capital and St James's, London Pali International, the Pali Group has leveraged its core brokerage business for a predominantly speciality hedge fund client base to create an integrated blend of discrete product lines Equity Trading, Options Trading, Hedge Fund Hosting, Independent Research and Research Analysts, Investment Banking.
 
The company was established in New York City in 1995, is recognized as an industry leader in the provision of equity brokerage services for its clients.  Having established offices in New York, London, and Minneapolis, Pali offers a range of global services specifically designed for its client base consisting of hedge funds and other institutional money managers. None of the information contained on this web site constitutes a recommendation, solicitation or offer by the company or its affiliates to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service. The company a member of the Securities Investor Protection provides account protection for the net equity of a customer’s funds and securities positions.
 
The company and their affiliates have the utmost respect for their customers’ privacy, and their are highly committed to protecting your privacy. In furtherance of this commitment, they are providing their individual customers with this privacy statement, and the opportunity to direct us not to provide certain nonpublic personal information to their affiliates and other third parties .Their Information Security Policies In order to protect the confidentiality and security of the nonpublic personal information that   the company gathers from you, access to that information is restricted to select members of their staff.
 
Pali International’s Asian Equity Sales Desk provides equity research, distribution, and quality execution services to institutional clients. Pali International is based in St. James’s, London, and is regulated by the Financial Services Authority.  

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