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Pershing Llc


Pershing Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Pershing works behind the scenes to provide the people, services, and technologies that help make successful investments possible. They are the source for a diverse array of securities trading, clearing, information management, and financial products and services. The challenge lies in anticipating the changing needs of financial organizations and their investment professionals worldwide to strengthen their competitive positions and help them to better serve their clients. They support more than 1,100 financial organizations worldwide, with regional offices in Baltimore, Boston, Chicago, Los Angeles, San Francisco, Scottsdale, and Charlotte, and a London subsidiary, Pershing Limited, that provides multicurrency execution and clearing services. Pershing products and services are designed to be utilized by financial institutions.
 
As securities sales become a larger part of their businesses, banks and their affiliated brokerage firms are turning to Pershing for the products, services, and technologies needed to maintain a competitive edge. Pershing offers the technological strength, financial security, and a comprehensive line of products and services that a full-service brokerage firm can utilize to distinguish itself from its competition. Pershing’s international capabilities are unique in the industry. They are designed to support the U.S. investment needs of non-U.S. financial institutions. Pershing provides services, products and technology to allow non-U.S. financial institutions to compete with the largest U.S. financial service providers. Pershing offers integrated Internet solutions that will enable financial organizations to offer services to investment professionals and their clients through this exciting medium.
 
Pershing develops programs that give financial organizations the ability to offer their investment professionals and clients the tools that they need to manage their investment strategies and build their financial portfolios. Pershing offers a variety of programs to financial organizations that simplify the consolidation and increase the accessibility of assets for their investors. Pershing offers financial organizations and their investment professionals a full line of individual retirement accounts and employer-sponsored retirement plans that enables them to service their clients’ retirement savings needs.

The company has committed themselves to the success of the business, to the pursuit of excellence, to the safety of employees, and to providing industry leading quality of service to customers.
 
 

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