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Pinnacle Investments, Inc.


Pinnacle Investments, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Pinnacle Investments Inc., is a full service brokerage firm offering the same capabilities as the major firms. They make a wide range of information available, provide quick, precise trades and generate accurate, timely confirmations and reports for their customers. The Company has the background and knowledge to help direct you through the vast array of investment choices. Their financial advisors average experience in the brokerage business is over 12 years.

The Company clears through National Financial Services Company (NFSC) - a Fidelity Investments Company. NFSC provides centralized cashiering, extends credit for margin accounts which we service. NFSC also handles the delivery and receipt of securities, distributes payments and maintains custody of all securities and funds once they are in its possession and control. Through their relationship with the National Financial Services Company, they offer all of the trading services of the traditional full cost firms including research and recommendations on stock, options, bonds or other investments.  Stocks, bonds, (Treasury, corporate, municipal), mutual funds, CDs, Zero coupons Treasury and municipal bonds, options.

Customers are protected against loss of securities in amounts up to $100 million, of which $100,000 may be cash.  Individualized, confidential execution of your trades by our experienced Financial Consultants.Pinnacle Investments has developed a Business Continuity Plan on how the Company will respond to events that significantly disrupt their business.

The Company research analysts are energy experts whose insights and expertise extend over the entire energy industry value chain. Timely, credible research is provided as after-market support for both issuers and institutional customers.
 
 
 
 

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