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Home > Financial Services > Stock Brokers > Pointe Capital, Llc
Pointe Capital, Llc
Pointe Capital, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm understands, supports and focuses on allowing each individual to create their own business, free from corporate initiatives and conflict. Located in Boca Raton, Florida, Paul and Daniel have strived to create this firm that provides superior technology, compliance and back office support, allowing the brokers to concentrate on what they do best in providing their clients with the best service possible.
Pointe Capital, Inc. was launched to meet their goals of providing a user-friendly platform for independent Retail brokers to grow and facilitate their business. The firm is a Broker Dealer created by stockbrokers for stockbrokers. Their clearing firm, Legent Clearing Corp., is a member of the Securities Investor Protection Corporation, which protects securities of customers of its members up to$500,000.
At Pointe Capital, LLC, they are committed to partnering with their financial advisors to deliver client service that is second to none. The company is fast growing into one of the best companies with their team of managers who work hard to meet the objectives the company. They work diligently to ensure that their clientele are as satisfied as possible and provide maximum service at all time.
The company is a very professionally managed company that believes in treating their staff as well as they treat their customers. This is because the company believes in the old saying that happy workers make for happy customers. This has proven true through the years for the company as proven by the customer retention and satisfaction as shown by the customers.
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