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Home > Financial Services > Stock Brokers > Polar Investment Counsel, Inc.
Polar Investment Counsel, Inc.
Polar Investment Counsel, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm is a Minnesota based securities and commodities brokerage firm is also registered with Exchange Commission, the National Futures Association, the Commodities Futures Trading Commission, and the securities regulatory agencies of the various states.
The firm is a non clearing brokerage firm, which clears all of its customers' securities transactions through Southwest Securities, Inc. a Dallas based New York Stock Exchange member firm. PICI is a member of the Securities Investors Protection Corporation (SIPC). In addition to SIPC coverage, the firm insures each customer account for up to $19.5 million. It should be noted that this insurance coverage protects against failure of the firm etc. The firm is of the opinion that their clientele are usually best served through the use of some appropriate combination of professional money management tools.
To that end, the firm has several professionally managed internal products such as their mutual fund market timing service, individually managed futures accounts, institutional fixed income management, investment advisory management, and so forth. Many of these programs emphasize what they like to call non traditional asset management.
The company is a very professionally managed company that believes in treating their staff as well as they treat their customers. This is because the company believes in the old saying that happy workers make for happy customers. This has proven true through the years for the company as proven by the customer retention and satisfaction as shown by the customers.
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