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R.M. Stark & Co., Inc.




R.M. Stark & Co., Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Since 1978, RM Stark has been providing comprehensive financial services designed to help you realize your financial goals.RM Stark provides the highest quality financial services to individual and corporate investors. The firm offers vast resources and many competitive advantages.RM Stark is an introducing broker-dealer clearing through Pershing LLC, a member of BNY Securities Group and a subsidiary of the Bank of New York. Through Pershing, RM Stark has a strong presence on the New York Stock Exchange, American Stock Exchange, and major exchanges worldwide.
 
The staff using NaviPlan Extended software can prepare a detailed cash flow-based planning and comprehensive analysis of income, expenses, assets and liabilities, stock options, federal and state taxes, and lifetime estate planning strategies. There is a Compute detailed tax calculations to highlight the advantages or disadvantages of various planning strategies including retirement and estate planning. Perform detailed estate analysis includes gifting assets to heirs, creating charitable trusts, and setting up family limited partnerships.
 
The firm realizes the potential of wealth management and liquidity solutions offered through Pershing's Private Client Group (PCG). A dedicated service team offers premium support for specialized transactions, including corporate stock option exercises, sales and transfers of restricted stock, and loans against restricted stock. In qualified circumstances, PCG coordinates hedging and liquidity solutions, such as collars and variable prepaid forwards. PCG also provides access to alternative investment vehicles for high-net-worth investors, such as private equity offerings, exchange funds, and equity and fixed income principal protected notes.
 
The company prides themselves on their accessibility and encourages frequent and open communication with the clients. Client satisfaction is the most appropriate measure of their success.
 

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