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Home > Financial Services > Stock Brokers > Sigma Financial Corporation
Sigma Financial Corporation
Sigma Financial Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Sigma Financial Corporation was established in 1983. It is one of the last independent, mid-sized broker & dealers in the Midwest. They strive to remain an innovative and customer focused leader fulfilling the licensing, marketing, and product needs of their representatives in the ever changing financial industry. Their customized programs are designed to grow, and conserve their clients’ wealth by delivering an unprecedented level of personalized service.
They have formed a strategic business alliance with one of the nation’s leading brokerage clearing institutions First Clearing, LLC. First Clearing has a long heritage in the full-service brokerage business and the strength of its parent company, Wachovia Corporation, the 6th largest bank holding company in America. Coverage for cash and securities in protected, First Clearing client brokerage accounts is provided from two sources.
The Securities Investor Protection Corporation protects up to $500,000, including $100,000 for claims for cash. First Clearing, LLC has obtained additional protection, at no cost to you, for the remaining net equity balance, if any, in your accounts. Neither coverage protects against losses from any change in the market values of investments. Sigma Financial Corporation transmits all customer equity and option orders to First Clearing, LLC for routing to execution venues. Online communications allow their brokers to provide them with instant access to current securities quotes, financial news, and up to the minute information on your investments. They are using advanced technology as per required service.
The Company provided service in which contains 8,000 Mutual Funds, Long-term Care Insurance, 100 Variable & Fixed Annuities, Stock Options, etc. They provide financial planning which include that Retirement Planning, Estate Preservation, Tax Reduction etc. Wide Range of Brokerage Products and Services consist of Asset management accounts with unlimited check writing and debit card/ATM access, Traditional brokerage accounts, Money management, Strategic asset allocation services Special services for retired investors etc.
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