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Home > Financial Services > Stock Brokers > Sterling Monroe Securities, Llc
Sterling Monroe Securities, Llc
Sterling Monroe Securities, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Sterling Monroe Securities, Llc, was founded in 2002 to assist Diefendorf Capital Planning Associates advisors in meeting the growing investment needs of their clients. Located in Locust Valley, NY, Sterling Monroe exists to provide its clients with diversified investment options focused toward reaching their financial goals.The family of financial advisors is dedicated to developing an effective working relationship with their clients so as to assist them in their financial decision making. Sterling Monroe Securities offers a broad selection of non-proprietary products and services. As an independent broker or dealer, there is no pressure on advisors to sell specific products thus influencing investment decisions that are best for the client.
From stocks to government bonds, mutual funds to life insurance, a diversified investment portfolio can be structured that addresses short and long-term financial goals. Other investment vehicles available include fixed and variable annuities, long-term care instruments, unit investment trusts, limited partnerships, and an assortment of qualified retirement products and plans. Professional financial advice can also cover various investment strategies including estate planning, college planning, and retirement planning.
The firm allocates assets and recommends products based on an understanding of your objectives, priorities, and risk tolerance. They stress the concepts of Planning & Portfolio Diversification, A Long-term Perspective, and Systematic Portfolio Review. Sterling Monroe Securities, Llc is dedicated to providing personal and efficient account servicing to clients through their own client relationship manager.
Sterling Monroe is in the business of accumulation rather than speculation. They believe that investment products are a key element in a balanced portfolio. They also recommend that sufficient liquid savings and a solid insurance foundation be in place prior to investing for long-term goals.
They would welcome the opportunity to be your partner in your financial journey. The firm’s representatives are ready to assist you in creating a portfolio and helping you put your hard-earned dollars to work.
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