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U.S. Brokerage, Inc.




U.S. Brokerage is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

U.S. Brokerage is offer Leading edge technology that delivers to you and your clients electronic trading of stocks, options and mutual funds. Give your clients the ability to view account balances, trade history, portfolio positions and buying power on line 24 hours per day, everyday. Companies a very attractive method to retain current clients and attract new business.

U.S. Brokerage provides its clients with a convenient way to manage investment account cash. By selecting one of 14 available money market funds, investors can keep idle dollars fully invested and automatically available when needed to pay for stock, option, mutual fund, and bond transactions. All the funds seek to earn current income for shareholders, but may be invested in different securities to do so.

An investment in the fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although the Fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the Fund.

Their extensive marketing and advertising program exposes you to new clients that are typically investors of high value, full service products that you offer. These services may include full service brokerage, estate planning, mutual funds, annuities, wrap fee asset management, money manager asset management, financial planning, generous commission and fee pay outs. The ability to reduce office overhead by utilizing their inter net platform for back office, quote and research functions. Their affiliated organizations U.S. Brokerage, Insurance Agency and U.S. Investment Advisors, a SEC registered investment advisor.

U.S. Brokerage has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan.

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