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Home > Financial Services > Stock Brokers > Uob Global Equity Sales Llc
Uob Global Equity Sales Llc
Uob Global Equity Sales Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Uob Global Equity Sales is the global asset management associate of the UOB Group, one of Asia’s premier financial institutions. UOB Global Equity was established in 1998. They offer variety of financial services such as Private Equity, Fixed Income, Hedge Funds and many more. Their product capabilities include sector specialization such as technology, and style field such as small cap stocks.
Hedge Fund is a fund that may employ a variety of techniques to enhance returns, such as both buying and shorting stocks according to an assessment model. Their Equity Research team is comprised of experienced individuals who develop complete research ideas on a broad range of technology companies. It is this extensive research that provides the foundation for sales, sales trading and finance activities at Uob Global Equity Sales.
The Company’s Sale equity research analysts are seasoned individuals with revolutionary ideas about the financial institution and technology sectors. They cater to the specific needs of their clients, amid the growing demand for fixed income products. They act as both agent and principal to ensure that their customers get the best execution. Their goal is to service their customers, whatever their needs. They are generalists in the true sense, not structuring products that they sell to clients; rather filling their inquiries at the best price. Their customer base is broad, including money managers, hedge funds and banks.
As fixed income specialists, the company trades all facets of the fixed market, including agencies, municipals, corporate, mortgage backs, high yield, preferred and nondollar securities. They act as agents for transition managers, providing best execution with complete transparency. Due to this volume, their traders have an excellent call to the street.
Their Equity Sales and Sales Trading team is composed of seasoned professionals who have extensive technology industry backgrounds. All are dedicated to providing outstanding client service in the Uob Global Equity Sales tradition.
Their philosophy is to combine excellence in investment capability with flexibility in product design and distribution in order to meet the needs of customers most effectively.
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