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Home > Financial Services > Stock Brokers > Labranche Financial Services, Inc.
Labranche Financial Services, Inc.
Labranche Financial Services, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
LaBranche Financial Services provides total access execution and clearing services to institutional investors, professional traders and NYSE floor member brokers. With an experienced staff and the latest technology, LaBranche Financial Services is a proven reliable resource for the industry.
The company maintains a business continuity plan, including duplicate data centers and alternate processing facilities, to address interruptions to their normal course of business. These plans are reviewed annually and updated as necessary. Their plans outline the actions then company will take in the event of a building or Manhattan-wide incident but do not address city wide or regional incidents. These plans include relocating operational personnel to pre assigned alternate facilities located outside of Manhattan within the New York City limits. Technology data processing can also be switched to this alternate facility. They may be contacted to process limited trade-related transactions, cash disbursements, and securities transfers. The company can be contacted via a toll-free number wherein a voicemail may be left for their representatives who will contact you directly.
The company will process of closing security transactions like as Sale of security position held long in the client’s account, Buy of security to close out an existing short security position. Also it includes Security description, including symbol or Cusip number.
LaBranche Financial Services, Inc. will process security transfer requests upon written instructions that include Client brokerage account number, name, description of security.
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