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Home > Financial Services > Stock Brokers > Vanguard Capital
Vanguard Capital
Vanguard Capital is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Vanguard Capital is a general securities broker & dealer licensed to sell securities in all 50 states and Puerto Rico. They are registered with the Securities and Exchange Commission and the National Association of Securities Dealers. They are also a member firm of the Securities Investor Protection Corporation and the Securities Industry Association.
Their efforts are ultimately focused on creating long term partnerships with their Investor Representatives and their clients, forged through their commitment to quality service and their confidence in their ability to deliver what they promise. Their Investor Representatives are successful businessmen and women who prefer the flexibility an independent relationship affords. They are committed to act as an agent for their clients' best interest.
The Company Investor Representative can introduce and explain various investment alternatives to meet your objectives. Your portfolio can be diversified among asset classes and by investment style. To build a portfolio that best suits your stated goals, you may choose from a vast array of individual stocks, bonds, mutual funds, and annuities. Or, you may select your own Registered Investment Advisor to assist you in managing your portfolio.
Vanguard Capital is providing product and services such as Brokerage Services;Equity Investments, Mutual Funds, Fixed Income Investments, Risk Management Strategies, Asset Manager Evaluation Services, Private Placements, Diversified Portfolios, Asset Allocation & Management, Fee-based Management, Investment Partnerships, Consulting, and Insurance.
In addition Vanguard Capital also provides a range of services to corporate clients, many of which generate investment opportunities for private clients. Corporate Services; Restricted Stock Transactions, Corporate Stock Option Plans, Executive Deferred Compensation, Liquidation Strategies, Asset Manager Evaluation, Profit-sharing Plans, and Retirement Plans Defined Benefit Plans.
Additional Services; Mergers & Acquisitions, Private Equity Investing, Strategic Advising, Structured Finance, Structured Finance, Syndicate & Secondary Options, Asset-based Lending, Capital Markets Origination & Distribution. Some of these services may be offered through the Bank of New York or its subsidiaries.
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