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Home > Financial Services > Stock Brokers > Vbc Securities, Llc
Vbc Securities, Llc
Vbc Securities, Llc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The company has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on they business continuity plan. They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business. In short, their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Their business continuity plan addresses data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, bank and counter-party impact; regulatory reporting; and assuring their customers prompt access to their funds and securities if their are unable to continue their business.
Their clearing firm, ADP Clearing, backs up their important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, they have been advised by their clearing firm that its objective is to restore its own operations and be able to complete existing transactions and accept new transactions and payments within 24 hours. Your orders and requests for funds and securities could be delayed during this period. If the significant business disruption is so severe that it prevents them from remaining in business, they will assure their customer’s prompt access to their funds and securities.
They professional staff provide personalized service with individual attention to them client’s specific needs. They are committed to building personal relationships with our clients. At VBC, you will receive quick, accurate, efficient services at competitive rates. They have over 50 years of experience from which you can benefit.
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