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Triad Securities Corp.


Triad Securities Corp is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm was established in 1976 as a full-service brokerage firm. It strives to provide their clients with the most comprehensive data on the new issue market and attempts to get the best possible price for their execution. With corporate headquarters in the Wall Street area, and a full-service administrative and execution center in London, England, Triad has met the challenge of an ever-expanding financial market. Considered a global source for equity IPO’s, secondaries and convertible bond information, Triad continues to enhance the way in which their customers conduct business.

The New Issue Service give their customers an inside view of how IPO’s are affected by the variables in the global, financial market today. It can be a valuable organizational tool for tracking Initial Public Offerings and Secondaries. These reports provide indications on deals, projected first day prices or price ranges on IPOs and a consensus indicator on Secondaries. In addition to this service, Triad offers independent, fundamental research from Argus Research Company, a Registered Investment Advisor affiliate, on selected IPO’s.

Triad's Trading Desk offers you access to the various Equity, Option and Convertible Bond markets. Triad provides direct access to an extensive network of investment exchanges and local markets throughout the world assuring their clients arguably the most responsive and accurate execution services. Additionally, Triad maintains a Full Service Retail Department to offer you advice upon request at a discounted commission rate.
 
The Company provides services like access to current new issue information in the global marketplace, Quality U.S. and International trade executions, Efficient U.S. and International clearing, experienced operational support, Expert and dedicated personal attention.

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