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Tri-Artisan Partners Llc


Tri-Artisan Partners Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Tri-Artisan Partners Llc is a privately held merchant bank investment activities and a subsidiary of Tri-Artisan Capital engaged in M&A advisory, and capital rising funds. Tri-Artisan Partners Llc entities differentiate themselves by complementing expertise their senior wall street with skill set of over 40 highly successful current and former senior operating executives of leading companies, each of whom is an investor in Tri-Artisan Partners Llc.
 
The firm provides advisory services relating to mergers, acquisitions, divestitures, corporate sales, strategic joint ventures, restructuring transactions, recapitalizations and raises capital across the industries in which it has collective financial and operating expertise. Tri-Artisan Partners Llc differentiates itself by combining senior investment banking attention with relevant operating executive expertise through its access to Tri-Artisan Capital's operating executive investor network.
 
Tri-Artisan Capital leverages the extensive expertise and reach of its financial professionals and its proprietary network of current and former senior operating executives to identify and develop opportunities to serve as lead investor or co-sponsor of principal investments in private equity transactions. In each principal investment transaction, one or more of these operating executives serve as team leader and sponsor with accountability for its success.
 
The plan anticipates two kinds of SBDs, internal and external. Internal SBDs affect only their firm’s ability to communicate and do business, such as a fire in their building. External SBDs prevent the operation of the securities markets or a number of firms, such as a terrorist attack, a city flood, or a wide-scale, regional disruption. Their response to an external SBD relies more heavily on other organizations and systems, especially on the capabilities of their clearing firm.

The Company has a strong tradition of leadership, service and contributions. The company’s mission is bringing comfort to customers, supporting business and commerce, and building strong communities.

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