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Home > Financial Services > Stock Brokers > WFP Securities
WFP Securities
WFP Securities is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
WFP Securities was approved for membership with the National Association of Securities Dealers in 1994. Western Financial Advisors is a Registered Investment Advisor and at the same time it is also a full service securities firm. The financial management process at WFP Securities begins with an in-depth evaluation of the current financial situation. With changing economic conditions and market swings, they support investing sensibly over the long run and maintaining an adequate level of insurance coverage. They make it an educational process so that it becomes comfortable with the financial suggestions. Their financial newsletters are designed to provide helpful information on a broad range of financial topics.
Mutual Funds, bonds, stocks and other securities available through WFP Securities are not insured by the NASD, MRSB, or SIPC nor are they obligations of or guaranteed by WFP Securities, Western Financial advisors or any other affiliated entity. Such investments can fluctuate in value and are subject to investment risks including loss of some or the entire principal.
They offer investment, retirement, retirement, pension, insurance planning etc. They use encryption to protect sensitive information transmitted online. They take precautions to protect the information regarding all these things. The U.S. Securities and Exchange Commission's client disclosure rule, SEC Rule 606, requires all broker/dealers that route orders in equity and option securities to make available quarterly reports that present a general overview of their routing practices.
WFP Securities and Western Financial Advisors are divisions of WFP Securities Corporation. Wfp Securities try to best level service with better technology by interviewing the client, picking suitable investments, monitoring the portfolio and recommending changes.
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