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Home > Financial Services > Stock Brokers > Wm Smith Securities Incorporated
Wm Smith Securities Incorporated
Wm Smith Securities Incorporated is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm is an independent research company providing objective, fundamental equity research on special situations companies to a select group of institutional clients from both the traditional and alternative investment arena. Their role is to help clients understand both the tangible and intangible assets of a business. Their fundamental research process begins by identifying specific catalysts that can help unlock values. One such specific catalyst is the purchase of a stock by strategic investors, well informed buyers that range from corporate insiders to entrepreneurial investors to institutional investors.
Their catalyst theory holds that a large increase in stock ownership by such strategic investors provides a validation point in confirming the investment’s potential. This catalyst thesis has substantial subjective and observed evidence, including the performance of their coverage companies relative to various performance benchmarks. This catalyst identification is just the advent of an arduous fundamental research process that includes Interviewing company management, Understanding the company’s strategic strengths and weaknesses, Assessing the company’s competitive position and the specific sector potential.
In addition, they conduct both objective and subjective screens for each company to see that it meets one or more criteria like Growth at a discount valuation, Shareholder oriented management, Companies that dominate their markets, Transition companies positive changes in management, strategy, business platform, Identification of trends early in the cycle.
Their goal is to provide their clients with the highest quality Independent Research and Trading services available. They act in the best interest of their clients, holding their selves to the highest ethical standards and ensuring client confidentiality. Their clients rely upon them and they take this vested responsibility seriously. It is their goal to know and understand the needs of their clients, as this is a prerequisite to any successful relationship.
Their ultimate goal is making their clients money through thorough fundamental analysis. They stand ready to make investments in people, technology, and resources to assist them in meeting their client’s needs. With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.
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