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Home > Financial Services > Stock Brokers > Wm. V. Frankel & Co.
Wm. V. Frankel & Co.
Wm. V. Frankel & Co. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm located in Jersey City, NJ was founded in 1953. A self clearing member of the National Securities Clearing Corp. Frankel is a member of SIPC also. The firm is currently a market maker in over 4000 securities. Along with the market, the firm is both growing and changing to meet their client's need. The firm has increased the size of their trading force along with their trading systems to lead the market into the new century. Their compliance department focuses on the ever changing rules and regulations of the industry to assist both traders and customers with their needs and questions.
The company is good at what ever they do and that is demonstrated by the fact that they have one of the highest client retention rates in the technology services industry. Their clients' success is mirrored in the company’s own financial performance. The Company has achieved record growth with revenues climbing thirty percent annually.
The company has committed themselves to the success of the business, to the pursuit of excellence, to the safety of employees, and to providing industry leading quality of service to customers. The Company has a strong tradition of leadership, service and contributions. The company’s mission is bringing comfort to customers, supporting business and commerce, and building strong communities.
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