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World Group Securities, Inc.


World Group Securities, Inc. is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
The associates have the ability to offer products and services from a broad array of financial services providers this allows their associates to find the very best solution for their clients. These solutions can come in many different forms, including insurance protection, lifestyle changes, or securities products, offered through their affiliated Broker-Dealer, World Group Securities, Inc.

The firms business continuity planning is a process which identifies critical business systems and processes and enables them to plan how they respond to events which interfere with their ability to conduct normal business operations. Their Business Continuity Plan determines what preparations must be made in advance of a disruption, as well as the steps to be taken when an event actually occurs.

The plan is developed and maintained by periodically reviewing their operations to determine which business processes are most critical and what resources people, equipment, records, computer systems and office facilities they require to operate. They then consider various events which could disrupt those processes and how they would respond to each type of event. The plan is reviewed, updated and tested annually or when significant changes in their operations occur.

The plan itself has four basic components response plan are activities which is to be executed once an event occurs. Recovery Plan defines the actions necessary to recover operations and resume critical business processes at an unaffected site after an event; Restoration Plan defines the steps required to restore damaged or destroyed facilities and equipment; Return to normal specifies the steps necessary to return to the restored facility and resume normal operations.

The mission of World Group of Securities, Inc. is to help individuals and families achieve financial independence.Within their organization, this mission statement is not used as a vague guideline or as a marketing campaign. It truly is the underlying motivation by which each and every World Group of Securities, Inc. associate is dedicated to helping their clients achieve their financial goals and aspirations.

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