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Home > Financial Services > Stock Brokers > Timecapital Securities Corporation
Timecapital Securities Corporation
Timecapital Securities Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
TimeCapital Securities Corporation has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they provide you with this information on their business continuity plan.
They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business.
Should TimeCapital Securities Corporations’ building, business district or city be closed or become unsuitable for operations, TimeCapital Securities will reestablish business operations as quickly as possible and will continue to conduct business operations under the provisions of the plan.
TimeCapital Securities Corporation conducts regular testing of the recovery of its back-up data and systems in order to ensure that clients will be able to access their funds and securities within a reasonable time following a significant business disruption. The business continuity plan is subject to modification based on changing circumstances and assessment of need.
Making sure that any type of disruption does not unduly impact their clients is extremely important to them, and their business continuity plan is designed to allow them to continue to provide the quality service you have come to expect from TimeCapital Securities Corporation.
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