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Home > Financial Services > Stock Brokers > First Dominion Capital Corp.
First Dominion Capital Corp.
First Dominion Capital Corp. is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
First Dominion Capital Corp. capabilities and services include Formation of strategic business partnerships The review and approval of all advertising and sales material, Arrangement for statutory underwriting, commission reporting and payment, selling agreements, Collection, processing and payment of the sales loads, Investigation and analysis of the marketplace, Management of the broker dealer agreement process, Fulfillment services and sales reporting etc.
The Employee Retirement Income Security Act is a federal law covering all aspects of employee retirement plans. If employers provide plans, they must be adequately funded and provide for vesting, survivor's rights and disclosures. Defined contribution retirement plan in which company contributions must be invested primarily in qualifying employer securities. Income from investments such as CDs, Social Security benefits, pension benefits, some annuities or most bonds that is the same every month A mutual fund that specializes in investing in short term securities and that tries to maintain a constant net asset value of $1.
A type of life insurance that offers a death benefit and also accumulates cash value, tax deferred at fixed interest rates. Whole life insurance policies generally have a fixed annual premium that does not rise over the duration of the policy. Whole life insurance is also referred to as ordinary or straight life insurance.
First Dominion offers the tools and expertise to help their clients expand and fine tune their distribution channels.
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