Centaurus Financial - we invest in your success
CuraDebit Free Debt Analysis
  Home > Financial Services > Stock Brokers > Grant Bettingen, Inc.

Grant Bettingen, Inc.


Grant Bettingen, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams. 
 
Grant Bettingen Inc, a resident of Corona Del Mar, is President of the group, the NASD member firm he founded in 1985. In addition to having developed a highly successful independent boutique brokerage firm with registered representatives in multiple states, Grant has built his firm with distinction providing financial services including Investment Banking, Money Management and Financial Planning with many more services.
 
The firm focuses on Micro Cap and Small Cap public companies with an acute awareness of their needs and of the obstacles that they face. Financial Planning services and products are provided to support the needs of their high net worth and high ordinary income individual brokerage clients, including their need for insurance, annuity, tax planning, and estate planning. They are expanding this service in part to serve the needs of corporate executives coming to their firm through their investment banking activity.
 
Their firm conducts business in equity, debt, options, fixed income, and derivative securities. It is an introducing firm and does not perform any type of clearing function for itself or others.  Furthermore, they do not hold customer funds or securities.  They accept and enter orders.  

Their firm’s mission of critical systems are those that ensure prompt and accurate processing of securities transactions, including order taking, entry, execution, comparison, allocation, clearance and settlement of securities transactions, the maintenance of customer accounts, access to customer accounts, and the delivery of funds and securities.

Financial Services Companies all are here at FinancialBrowsers.com

Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.

Back to Stock Brokers

 
 
Infinit-i