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Hobert & Svoboda, Inc.


Hobert b& Svoboda is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm specializes in offering comprehensive financial planning and portfolio design and management services. For more than 25 years, the firm has been helping individuals reach their financial goals without conflicts of interest or undue pressure from Wall Street. A major factor affecting one's quality of life has been the ability to acquire and manage financial resources. The key to their ability to deliver a high level of client service is the firm's selectivity in terms of the market segments in which it specializes, the type and size of assignments it chooses to handle, and the people who are asked to join the firm.

Clients who reside throughout the U. S. include business owners, professionals and corporate executives, as well as people who have retired from those positions. The firm also works with a number of widowed and divorced individuals and provides investment management services to IRA and Keogh accounts, trusts, foundations, and corporate retirement plans including 401k's.

Throughout its history and still true today, they have resisted the temptation to expand beyond the reach of direct principal involvement and initiative, preferring to attempt to achieve a high level of performance rather than a high volume of business. Its dedicated search for new ways to render value-added service to clients is ongoing and exemplifies the firm's forward looking philosophy.

Their dedication to the traditional values of selectivity and client service has benefited the firm's clients. This dedication is the hallmark of their continuing success. Back office support, which includes various accounting, record keeping and internal control operations, is viewed as an opportunity to reinforce client relationships through efficient and responsive service.

For most people the horizon is as far as they can see. But for them it represents the threshold to an unseen world of new opportunities. The firm is constantly searching for solutions that lie beyond the obvious. They combine insight, knowledge, and original thinking to create new opportunities.

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