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Home > Financial Services > Stock Brokers > Intercapital Securities Llc.
Intercapital Securities Llc.
An Intercarolina Financial service is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
True Independence and Maximum Customer Satisfaction are the cornerstones of what makes Intercarolina Financial Services the choice for sophisticated investors. Intercarolina Financial Services is a small elite securities firm of proven financial counselors.Intercarolina Financial Services Registered Representative has over 15 years of experience in the investment and insurance industry.
They offer a full range of financial planning, insurance, asset management, and security market products. They are completely independent of corporate affiliations. Intercarolina Financial Services can freely pick from the best products and services regardless of underwriter.Their reputation and the quality of their registered representatives give them carte blanche with all the quality financial product underwriters.
The Company is powerful enough to offer their customers all the services and products necessary to ensure financial success, and still small enough to have a personal relationship and understanding of each of their customer’s needs and goals. They perform market transactions in Corporate, United States Government, and Municipal bonds, and Mutual Funds.
The Company works closely with major asset management firms and several fine boutique asset managers. It is registered as an investment advisor Intercarolina Financial Services is licensed to execute transactions in securities, insurance, fee based asset management, and annuities.
Intercarolina Financial Services is insured for Errors and Omissions in both securities and insurance transactions. Their investment advisors are all experienced with long and successful careers. They actively attend continuing education programs to maintain a methodical and comprehensive understanding of the changing landscape of financial services.
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