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Sweney Cartwright & Company




Sweney Cartwright & Company is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Sweney Cartwright and its forerunner, Lowry Sweney, have built over 70 years of trust in the Central Ohio area, the most important aspect of the securities business. The company operates from an office in the Huntington National Bank building and is Columbus's only locally owned, full service securities firm. It is from this office that functions are handled customers investments, operations, underwriting, and trading. Customer securities are held in the Huntington Bank vault or at the Depository Trust Company.
 
The Company offers customers conservative investments for both income and growth. The company specializes in tax free municipal bonds for conservative investors in Ohio. For investors looking for taxable income, it offers high quality corporate, U.S. Treasury, and U.S. Government agency bonds. For equity investors, the firm is a member of the Chicago Stock Exchange, giving it access to all equity securities. Sweney Cartwright also makes markets in over 50 community banks trading on the NASDAQ stock market.
 
Mutual fund trading offers a relatively safe form of investing for those interested in balancing their stock and bond portfolios. Sweney Cartwright & Co. is partnered with fund companies such as The American Funds, Franklin Templeton and Thornburg in advising clients on mutual fund investing. 
 
The Company team of experienced traders makes markets in over 70 community banks trading on the NASDAQ and the Bulletin Board. Their approach to making markets is to act as both a consultant and market maker to the banks they serve.  They has played an important role in the growth of Greater Columbus through the financing of schools, streets, water and sewer systems, and public buildings. The company looks forward to serving investors throughout the next century. 

Sweney Cartwright & Co. will exceed customers' expectations with service, advice, expertise and flexibility. They will strive to meet customers' financial goals, always putting their interests first and strive to encourage a long term warm relationship with them.

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