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Midwestern Securities Trading Company, Llc.


Midwestern Securities Trading Company, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Midwestern Securities Trading Company was established in 1999. They were founded because the partners could not find the service and support that they expected from other broker/dealers. They understand the concerns and needs you have operating from day to day while simultaneously focusing on the big picture.

The Company is an independent, fully disclosed, introducing broker/dealer specializing in providing outstanding service; knowledge and support to their registered reps. At Midwestern Securities Trading Company, you have the opportunity to build your own business brand and identity.

They have an outstanding back office support team. Their support team is always ready and willing to help you whenever needed. The home office staff has over 150 years combined industry experience. They foster an atmosphere of continuing education and all home office staff is encouraged to obtain a minimum of a Series 7 license.

The principals of the company are representatives with field experience from different firms and different backgrounds. They know what it takes to allow you to build a successful business. Your success is their success.

Midwestern Securities Trading Company is a small, independent broker/dealer located in East Peoria, IL. They believe that you're more than just a broker, you're a partner and they believe in giving their partners the freedom they deserve.

The Company’s mission is to provide Personalised, Efficient and competitively priced Financial Services and to Implement Sound Policies which will redound to the benefit of their Customers, Staff and Shareholders.

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