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Usi Securities, Inc.




The Company is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Whether you are retiring and looking forward to a new lifestyle or simply changing jobs, your accumulated retirement accounts are some of your most important financial assets. Let them help you continue to plan for a comfortable retirement.  They specialize in the retirement markets. They affiliated companies are benefits consultants, pension actuaries, 401k record keepers and investment advisers, among other things.
 
The Company is surrounded by a family of experts when it comes to providing the products and services that enable you to better plan for your retirement. With retirement planning such an important, quality of life affecting activity, they not make sense to deal with a group of specialists and clients.
 
The Company is an NASD member firm and is registered in all 50 states, Washington D.C. and Puerto Rico. They utilize the services of Fiserv Securities, member NYSE, NASD, to execute and clear their brokerage business. You may choose to retain the same investment mix that you were familiar with in your retirement plan, or if your wish a wider variety of investment options you have access to over 5,000 load and no load mutual funds, listed and OTC stocks, a wide range of government and corporate bonds, CD’s and more.

Stay in touch with your investments through the Internet or their Investment Services staff. Plus you’ll receive confirmations detailing any investing activity and consolidated statements on a periodic basis. They specialize in the retirement markets. Their affiliated companies are benefits consultants, pension actuaries, 401k administrators and investment advisors.
 
The Company is surrounded by a family of experts when it comes to providing the products and services that enable you to better plan for your retirement. And because the decisions you make now regarding your retirement savings will directly affect your quality of life.

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