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Home > Financial Services > Stock Brokers > Nanes, Delorme Capital Management Llc.
Nanes, Delorme Capital Management Llc.
Nanes, Delorme Capital Management Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Nanes Delorme Capital Management maintains a written business continuity plan or disaster recovery plan that discusses the steps the firm will make in order to resume or continue business in the event of an emergency that disrupts normal operations. The plan discusses how customers and clients will be able to contact the firm in the event of such an event, how communications with employees will be maintained, mission critical systems and information technology redundancy and back up, and alternative sites for resuming operations, among other things.
The firm is a financial services firm that offers convenient, comprehensive services to both corporate and individual clients. Their company employs a team of specialists trained to assist you with investments, planning, insurance and risk management. Company has uniquely positioned itself as a leading provider of business and personal solutions for both short and long term needs.Together with their affiliated companies, they offer a complete line of investment, cash management and risk management products and solutions. Bear Stearns, the sole clearing and custody agent, also maintains a detailed disaster recovery plan. Since their entire client accounts are introduced to and custodied with Bear Stearns, Nanes Delorme clients will be able to access their accounts in the event of a disruption in accordance with the Bear Stearns plan, should Nanes Delorme personnel not be available due to the nature of the disruption.
Bear Stearns maintains four primary facilities to house the backbone of their trading, sales, operations and information technology. These four facilities are located far enough apart to diminish risks posed by local disruptions. This separation is a key element of the Firm’s overall business continuity strategy. This separation allows them to plan for events at each location individually, since no one event should effect more than a single location simultaneously. The benefit of having only one site in each location means their response to an event will be the same whether the event is a firm only business disruption, a disruption to a single building, a disruption to a business district or a city-wide business disruption.
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