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Home > Financial Services > Stock Brokers > Penates Group, Inc.
Penates Group, Inc.
Penates Group, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Penates Group is an independent brokerage firm without proprietary investment products. Penates Group representatives own and operate their own businesses and help individual and institutional investors reach their financial goals. Because Penates Group does not have proprietary products, their representatives are able to analyze, evaluate and plan for long term capital accumulation and appreciation of assets with each client by making use of a wide variety of investment products.
Their firm specifically caters to successful financial professionals. They have no proprietary products or production quotas. Penates Group provides support needed to achieve success in business. Listed are a few reasons that registered representatives from wire houses, independent firms and insurance agencies are joining them from around the country.
They have a comprehensive approved products list and they invite their reps to add their favorite vendors. Their firm understands the specialized needs of experienced financial professionals. The Firm family includes Registered Representatives from various back grounds, such as Registered Investment Advisors, Legal Professionals, Certified Financial Planners, Insurance Specialists, Financial Analysts Planners and Tax Professionals.
They have a dedicated, proactive staff to make sure all of your business needs are being met. They know you have a wide variety of Broker Dealers to choose from. Their philosophy is simple.
At Penates Group, client have access to technology from one of the largest firms in the country; namely, RBC Dain Rauscher, RBC Dain Correspondent Services, Their clearing firm who has access to RBC Dain Rauscher, services offers technology that may help you provide higher productivity, better customer service, internet access and workstations that are customizable, reliable, and affordable. Some of these services include access to, Client and Investment Information, World Class Research, Management System, Online Client Statements and Confirms, Real Time Market Data Provider etc.
Provide professional investments including stocks & bonds, mutual funds, fee based asset management, annuities, life insurance, direct investments and money market accounts. Have no proprietary product influence. The company's goal is to have steady growth through working closely with their customers to help them succeed.
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