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Home > Financial Services > Stock Brokers > Penn Plaza Brokerage, Ltd.
Penn Plaza Brokerage, Ltd.
Penn Plaza Brokerage, Ltd. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
At Penn Plaza Brokerage have chosen to remain independent for one reason, Penn Plaza Brokerage believes that every client's account is important and that is why they work with their clients on a person to person basis to develop an investment plan that is right for them.
Since no one product can handle all of investment needs, Penn Plaza Brokerage can provide a number of product and services to meet your goals. They can provide various Mutual Funds. Mutual Fund Families as Aim, Putman, Scudder, First Investors, American Funds, Oppenheimer, Franklin Templeton, Index, Fidelity, Seligman and Others, Variable Annuities, Nationwide and others. For Small Businesses they provide Pensions, 401K and other qualified plans and Voluntary Payroll Deduction Programs.
Through Penn Plaza Associates they have access to a variety of insurance products and services. Like Life Insurance have Term Insurance, Universal Life, Variable Life and Fixed Annuities, Long Term Care Insurance, GE, Disability Insurance, Provides a monthly income for the insured if a disability etc.
They do not want their clients to be limited to one Mutual Fund Family or one Insurance or Annuity product. Instead, they have the freedom to search out the best product to service their clients.
The Company has a strong tradition of leadership, service and contributions. The company’s mission is bringing comfort to customers, supporting business and commerce, and building strong communities.
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