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Home > Financial Services > Stock Brokers > Ppa Investments Inc.
Ppa Investments Inc.
Ppa Investments is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The financial advisors associated with PPA average over 18 years experience in the financial service industry and manage over $350 million in assets. Wealth management and investment advisory services are provided through the financial advisors independent registered investment advisory firms that are registered with the Securities & Exchange Commission. Each registered investment advisor affiliated with PPA investments, has at least one practitioner who has the Certified Financial Planner designation.
Loyalties of the independent financial advisors associated with PPA Investments, are with their clients, not with a large financial service institution or bank with their proprietary products and programs. As a result, they are free to focus on each client’s individual needs and circumstances. Rather than a one size fits all solution, you will receive advice that matches your particular situation and adds clarity to your individual vision and goals.
The Company services independent financial advisor's services retirement planning, asset allocation, investment advice, insurance, risk management, estate planning, charitable planning, business planning, income tax planning. They are suitability, due diligence, execution, mutual funds, separate accounts, individual stocks, individual bonds, variable annuities & life qualified plans.
Securities Professionals may not use research reports in their business. If you are a securities broker, dealer or investment banker, by requesting or receiving any Research Reports, you agree not to use any such Research Reports for any purpose related to your business. Clearing and Custodial Services are provided through pershing, mutual fund clearing, equity clearing, fixed income clearing, consolidated reports, holdings report, transaction reports, tax reports, cash management accounts.
The Company will provide you with certain web based account services. In using the Electronic Services, you shall at all times comply with their acceptable use policy set forth below, as may be revised by them from time to time. They will provide you with electronic notice, either by e-mail or Web posting, of the revision. Your continued use of the Electronic Services shall constitute your acceptance of the revision.
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