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Home > Financial Services > Stock Brokers > Advisory Group Equity Services Ltd.
Advisory Group Equity Services Ltd.
Advisory Group Equity Services Ltd is a consultant which is a member of NASD the National Association of Security Dealer. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also performs the administration of exams for the investments professionals, such as the series of 7 exams.
Established in 1984, it is a full service broker dealer and member of NASD/SIPC. The firm currently clears trades on a fully disclosed basis through Raymond James and Associates. A registered representative of Advisory Group Equity Services, it can implement stock, bond, mutual funds and other securities transactions. The firm currently clears trades on a fully disclosed basis through Raymond James and Associates.
Advisory Group Equity Services, Ltd. is furnishing this document to provide some basic facts about purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before trading stocks in a margin account, you should carefully review the margin agreement provided by your firm.
It is important that you fully understand the risks involved in trading securities on margin. Advisory Group Equity Services, Ltd. and Trust Advisory Group, Ltd. is a company that is committed to protecting the confidentiality of the information furnished to them by their clients. The company provides you this information as required by the Regulation S-P adopted by the Securities and Exchange Commission and the Gramm-Leach-Bliley Act.
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