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Home > Financial Services > Stock Brokers > Alamo Capital
Alamo Capital
Alamo Capital is a member of NASD the National Association of Security Dealer. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Alamo Capital, established in 1987, is a broker dealer located in Walnut Creek, California. Their aim is to provide timely and efficient executions of investment transactions for their retail, institutional and wholesale clients. It provides full-service brokerage using account representatives with an attitude of can-do. Alamo Capital's stock commissions are extremely competitive. Alamo Capital is recognized by the California State Treasurer's Office as a Women Business Enterprise, part of the Target Business Enterprise program.
Alamo Capital maintains a close alliance with Westhoff, Cone & Holmstedt, formerly Westhoff-Martin, an investment banking group and municipal bond underwriter that creates both tax-exempt and taxable debt instruments. The Securities Data Co. ranked them 8th for the number of senior managed negotiated municipal new issues in California in 1994. Alamo Capital is the managing underwriter, sales and trading department for W.C. & H. Alamo Capital was recently selected by the California State Treasurer for book-running senior manager or co-manager for new state bond issues.
Alamo Capital consists of four divisions to properly handle the requirements of their diverse client base. Working together, these groups provide complete investment services.
Alamo Capital's institutional arm provides primary and secondary market fixed income and equity products to the institutional arena. Account coverage includes bond funds, insurance companies, bank trust departments, investment counselors, banks, broker- dealers, pension funds, private placements, states, cities and municipalities.
The Wholesale Markets Group provides products, training, execution and marketing for smaller broker-dealers nationwide who do not have the advantage of their own fixed income or research departments.
The Retail Markets Group presents investment opportunities to the general public. Stocks, Bonds, Mutual Funds, Unit Investment Trusts, No Fee Individual Retirement Accounts and Variable Annuities are included among the many products available.
The retirement products include IRA, 401k, individual 401k, 401k Rollovers, SEP and others. Insurance products include term whole life, annuities, long term medical care, blue shield and Kaser. Advantages offered are monthly tax-free or taxable income ,no sales load or management fees ,diversified portfolio reducing risk to interest rate exposure , and many more.
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