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Home > Financial Services > Stock Brokers > Alpha Omega Capital Securities, Llc
Alpha Omega Capital Securities, Llc
Alpha Omega Capital Securities, Llc is a member of NASD the National Association of Security Dealer. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also functions for the administration of exams for the investments professionals, such as the series of 7 exams.
Alpha Omega Capital Securities is established in early 1999 to focus on smaller middle market companies. Alpha Omega Capital Securities, LLC which is a subsidiary of Alpha Omega Capital Partners is a NASD member firm and licensed broker-dealer that raises capital for exceptional investment opportunities.
They offer different financial transactions to customers such as mutual funds, education planning, individual retirement account plans, annuities and many more.
They offer two types of IRA. These are Roth IRA and Traditional IRA. As with all IRAs, there are specific eligibility and filing status requirements mandated by the U.S. contributions are made post-tax, but withdrawals are tax free. Unlike the traditional IRA, however, Roth IRA contributions are not tax deductible, but earnings and distributions can be tax-free for specified purposes and subject to restrictions at the time of withdrawal.
They have run companies, financed growth and acquisitions, and provided investment banking and Mergers and Acquisitions advisory services.
Mission of Alpha Omega Capital Securities is to provide a full range of high quality investment banking services to smaller middle market companies. The principals of Alpha Omega have extensive operational and financial experience with numerous industries.
Alpha Omega employs a team of highly experienced principals and registered representatives who specialize in providing their clients with funding choices including traditional debt instruments, mezzanine financing and private equity.
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