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American Union Securities, Inc.




American Union Securities, Inc. is a member of National Association of Security Dealer. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
American Union Securities, Inc. (AUS) is a full service investment brokerage firm registered with the U.S. Securities and Exchange Commission (SEC). Over the past eighteen years the company’s management has established a successful track record of funding and consulting to both public and private companies in the US, China and Europe.
 
The company provides investment banking services to management teams and corporations interested in long- term success, and integrity. American Union Securities, Inc. acts as a primary consultant or deal sponsor and is responsible for all of the corporate finance activities. They arrange the financing, advice on acquisitions, help recruit management, coordinate the legal and accounting advisors, select underwriters, and provide ongoing strategic advice through board representation.
 
Their investment banking activities include their own equity involvement, primarily focused on securities related financing solutions, in addition to advisory services to client companies. This is often done in conjunction with investment capital provided by its network of qualified institutions and investors. Their strategic advisory services add immediate value by exposing their clients to a broad range of investment banks, analysts, and financing opportunities, which are not readily available to most small to mid sized companies. We bring opportunity and capital together.
 
The goal of the company is to provide its clients with the ability to interact directly with all parties involved in the transaction. This approach protects the interests of the client, avoids conflicts of interests, and allows for a more efficient transaction.

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