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Beacon Investment Company




Beacon Investment Company is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Beacon Investment Company was established in 1982, the company is an independent Registered Investment Adviser & Registered Broker Dealer managing hundreds of millions of dollars on a fully discretionary basis. Their clients include individuals and institutions such as foundations, endowments, and corporations, trusts, charitable organizations and Taft-Hartly accounts.
 
The company maintains the spirit of the original Legal List, and their portfolios meet the criteria of the Prudent Investor Rule. The prudence and conservative nature of these investment criteria are the overriding consideration for Beacon’s wealth management clients. Indeed, wealth management portfolios generally exceed the quality standards that fiduciaries must meet to fulfill their responsibilities.
 
The company maintains a business continuity plan, including redundant data centers and alternate processing facilities, to address interruptions to their normal course of business.  These plans are reviewed annually and updated as necessary.  Their plan outlines the actions Beacon Investment Company will take in the event of a building, city wide or regional incident, including relocating technology and operational personnel to reassigned alternate facilities. 
 
All Beacon Investment Company’s operational facilities are equipped for resumption of business and are tested several times a year. Their clearing agent, Pershing, has indicated a recovery time objective for their business resumption of four hours.
 
The company believes that they can make no clearer statement than this; the securities in Beacon’s Profit Sharing Plan act as our model for all wealth management clients. With this approach, they feel fulfill their fiduciary responsibility to the employees and clients equally. They have a strong commitment to providing you with timely and straightforward communication, which includes portfolio appraisals, quarterly investment reviews and tax reporting.
 
The company’s entire organization is dedicated and commitment to client service and support through a core of Senior Portfolio Managers who have an average of more than 20 years of investment experience and who carry a limited account load. They believe each client deserves professional and personalized attention and combine this dedicated service with a well defined investment philosophy to help their clients achieve their financial goals.

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