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Home > Financial Services > Stock Brokers > Briggs Ficks Securities, Llc
Briggs-Ficks Securities, Llc
Briggs-Ficks Securities, Llc is a member of NASD the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The Bank of New York announced today that it’s fully disclosed correspondent clearing services were selected by Briggs-Ficks Securities LLC.The above said Company is a Milwaukee-based NASD member firm providing brokerage services to both individual and institutional clients.
The services LLC provides securities clearing, execution, and settlement to broker/dealers, banks and other financial intermediaries throughout the world. It is a member of the New York Stock Exchange and other principal exchanges, the National Association of Securities Dealers, and the Securities Investor Protection Corporation.
The execution services through their agency brokerage businesses; they combine conflict-free, efficient execution services with sophisticated trading capabilities that enable their institutional clients to optimize the performance of their diverse trading strategies.
The Bank of New York offers a full range of innovative solutions, along with the infrastructure and expertise required to clear and settle securities quickly and efficiently in a fast-moving global market environment. The clearing and financial services outsourcing provides solutions that can help you unlock efficiencies that lead to significant cost savings and enhanced risk management.
They also offer an array of global solutions to help you attract new investors, capture additional assets, increase profitability and increase processing efficiencies. The tools we offer can help you comply with increasingly complex and changing regulatory requirements.
Government Institutional Agency Securities Clearance they meet the entire range of needs demonstrated by investors trading government securities. They also set the standard for the industry with solutions that give you direct control over clearance activities with the Federal Reserve.
Registered Investment Advisor Services deliver a full range of services tailored specifically for registered investment advisors (RIAs). These services include online and real-time access to account activity, including the ability to review information on an intraday, prior-day or weekly basis.
By tailoring their solutions according to the way you do business, they help you to serve your clients better. In addition to advanced tools for information consolidation and stylish portfolio reporting, they offer a range of capabilities that enable you to consolidate client assets onto one platform while helping your clients achieve their financial goals.
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