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Brown Lisle-Cummings Inc.




Brown, Lisle/Cummings is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Since 1912, Brown, Lisle/Cummings, has deal personally and confidentially with people’s money, their problems and their plans for the future. This commitment has demanded the highest degree of ability, integrity and judgment. You will find these qualities throughout their organization in their partners, their account representatives, and their operations personnel.

Brown, Lisle/Cummings is independently owned and managed by its partners. They report only to their clients. They believe that their clients are better served by the stability and long term focus of this private ownership. The firm operates from one office located in Providence, Rhode Island. All business and client records are here. This centralized operation is staffed by experienced personnel and is backed up by one of the largest and best clearing firms in the world. National Financial Services, a subsidiary of Fidelity Investments, carries accounts.
 
Brown, Lisle/Cummings provides complete, personalized investment service. They are staffed and equipped to buy and sell most types of securities traded in most markets including common stocks, preferred stocks, convertibles, stock options, U.S. Government bonds, tax exempt bonds, corporate bonds, mutual funds and tax deferred annuities.

They give you the benefit of knowledge acquired through sound research gathered from a wide variety of excellent sources. They select those investments, which will best fit your specific needs and objectives as an individual client and more importantly, they maintain continuous supervision of those investments after they have been purchased.

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