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Home > Financial Services > Stock Brokers > Capitol Securities Management, Inc.
Capitol Securities Management, Inc.
Capitol Securities Management is a member of NASD, the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Capitol Securities Management was founded with the goal of assisting their clients in every aspect of their financial lives. They have provided the most personal service available, thus earning a reputation for excellence in their industry. It provides service in Investments, Financial Planning, Insurance and Wealth Management Services.
They are registered with the Securities and Exchange Commission and are members of the National Association of Securities Dealers, the Municipal Securities Rulemaking Board and the Securities Investor Protection Corporation. Capitol Securities is connected to all securities exchanges through their clearing firm, Pershing LLC, a Bank Of New York Company.
Capitol Securities also has its own trade desk for special handling of Over The Counter orders. Their accounts are protected up to the total net equity in the account. This protection consists of $500,000 of basic SIPC coverage including $100,000 for cash holdings and secondary excess SIPC coverage of unlimited net equity. The types of securities are protected by SIPC and Excess SIPC coverage like as Notes, stocks, bonds, and certificates of deposit Money market funds organized as mutual funds etc.
Capitol Securities Management provides technology like as Broker Workstation, Net Exchange Pro etc.Capitol Securities Management goal is to be the employer of choice in the financial services industry by implementing best practices in recruiting, employee development and culture.
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