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Capital West Securities, Inc.




Capital West Securities is a member of NASD, the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Capital West securities was established in 1995 by a group of seasoned investment professionals who saw the need for an Oklahoma based company committed to local and regional growth. They were visionaries who defined success, not only in terms of financial gain, but in the preservation of personal and professional integrity.  They believed it was by the little things that a client was best served. Capital West Securities is a member of the National Association of Securities Dealers and the Security Investor Protection Corporation and in addition, your account is provided with up to $50 million of coverage for securities held in your account, of which $1 million may be in cash deposits.
 
Capital West Securities, up to date technology, trading platforms and cash management services. Their brokers, with an average 20 years industry experience, are able to offer a full range of investment services for their private and institutional clients that include financial planning, managed accounts, retirement and college savings plans and Oklahoma municipal bonds. Capital West has also earned a solid performance record with corporate and public finance services that include underwriting, trading and financial consulting.
 
Capital West provides investors with an extensive array of quality investment products and services, including Cash Management Services, check writing, Debit Cards and Bill Pay, Comprehensive Statements, Municipal and Corporate Bonds, Mutual Funds etc. It is diverse Annuities and Insurance Products, including Life Insurance, Long Term Care and disability Insurance etc. At Capital West Securities, they believe their integrity is their most important asset.  That's one of the most significant reasons behind their company's solid reputation as one of Oklahoma's leading full service brokerage and municipal underwriting firms.

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