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Home > Financial Services > Stock Brokers > Centennial Securities Company, Llc
Centennial Securities Company, Llc
Centennial Securities Company, Llc is a member of NASD (National Association of Security Dealer). NASD is a self-regulatory organization of the securities of the security industry responsibility for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Centennial Securities understands that some investors want a financial consultant to manage their account without contacting them about every transaction. For this type of investor, Centennial Securities Investments makes available several types of accounts whereby an investment professional makes the investment decisions based on the goals and the financial situation of the client.
A client may sign a Power of Attorney giving the trading authority to the investment professional. This investment professional may be compensated through a commission on transactions or through a fee-based account where an annual fee is charged based on the total assets under management.
In addition, Centennial Securities, through its relationship with Wachovia Securities, has a program whereby the client may have his or her assets managed by a professional money manager chosen from a nationwide list. This manager will be chosen based on the financial goals and needs of the investor.
The Financial Review provides a snapshot of your current situation and addresses ways to apply your current assets toward future goals. They address most key components of your financial structure including personal balance sheet, cash flow and taxes, investments, college financing, retirement, Long Term Care financing, and estate planning. Your Financial Review is the road map that guides you to financial security.
Mutual funds offer a flexible selection of pricing options: Class A, Class B, and Class C shares where Class A shares are sold with an up-front sales charge, which declines as the investment amount increases. Class B shares have no up-front sales charge but have higher expenses than Class A shares. These shares convert to Class A shares after eight years, with lower expenses and no redemption fee. Class C shares do not have an up-front sales charge, but investors are subject to a 1 percent contingent deferred sales charge on shares sold within 12 months of purchase.
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