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Ccm Equities, Llc




Ccm Equities, Llc is a member of NASD (National Association of Security Dealer). NASD is a self-regulatory organization of the securities of the security industry responsibility for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Convergent Capital Management was founded in October 1994 by the three principals of Hayes & Griffith, Inc.: James E. Hayes, H. Tom Griffith, and Richard H. Adler. For eleven years, they developed considerable expertise in mergers and acquisitions, corporate finance, securities underwriting, venture capital, research and trading. They created a track record marked by resourcefulness, judgment and integrity. Since founding CCM, they have been joined by a team of investment professionals who bring a wealth of financial services experience to the firm.

City National Corporation is the parent company of Convergent Capital Management. City National Corp is a publicly-held financial services firm with long-term commitment to the wealth management market. Their affiliates and their clients benefit from the enhanced strength, stability and expertise that City National can provide. The firms relationship with City National offers certain advantages that include; Support for affiliate growth programs; Enhanced access to expansion capital; Expanded wealth management capabilities to meet the needs of our affiliates and their clients and Financial stability – City National has $39.6 billion in assets under management and administration.

The firms sales and marketing support services include Co-investment with their affiliates in marketing resources and programs specific to their needs, Investment in distribution platforms that will benefit every CCM affiliate that chooses to participate, Assistance in designing and implementing marketing and sales programs and distribution channels, Advisory services - business and marketing strategy, distribution alternatives, organizational structure, product development and client servicing platforms.

CCM is at the cutting edge of investment management holding companies. CCM has achieved this status through strong management, creative transaction structuring and delivering demonstrated value to its affiliates.

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