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Home > Financial Services > Stock Brokers > D.A. Davidson & Co.
D.A. Davidson & Co.
D.A. Davidson & Co. is a member of NASD, the National Association of Securities Dealer. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
D.A. Davidson & Co., cultivates long-term relationships with their clients, then nourishes and enhances those relationships. It specializes in tailoring their work to needs. They offer a full menu of traditional investment selections while continuing to develop additional, innovative products and services. D.A. Davidson & Co. is a member of SIPC, Securities Investor Protection Corporation, which protects securities customers of its members up to 500,000 dollars.
D.A. Davidson & Co. has purchased additional securities protection from London insurers with an aggregate limit of 100 million dollars, further limited to a combined return to any customer from SIPC and London insurers of 25 million dollars. This coverage do not protect against the loss of the market value of securities. Investor Products & Services included OTC and Listed Securities, Government Securities, Mutual Funds, In-House Research, Insurance and Annuities etc.
D.A. Davidson & Co. is pleased to offer their client’s access to the Mutual Fund Breakpoint Search Tool from the National Association of Securities Dealers; Inc.With this tool, the NASD is helping to ensure that the public has access to the schedule for what are called breakpoint discounts of mutual funds with front-end sales charges. Breakpoints are discounts that investors may qualify for, if they make a substantial investment in a specific mutual fund or variety of funds in a single mutual fund family. Funds aren’t obligated to offer breakpoint discounts and many funds calculate their discounts differently. Tax planning is critical throughout the year in order to minimize tax liability.
The typical D.A. Davidson financial consultant is successful, has a record of providing exemplary service to her or his clients, and is actively engaged in the community. Hometown values are a hallmark of their firm and its people and a major reason for their success.
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