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CJS Securities


CJS Securities is a member of NASD, the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
The company is based in White Plains, NY; CJS Securities provides value driven in depth fundamental investment research on small cap companies. They cover a wide variety of industries catering to both growth and value oriented institutional fund managers. CJS Securities seeks to identify quality small cap companies that may be inefficiently priced in the market due to lack of research coverage or a shift in market capitalization. 

CJS Securities actively follows 65 stocks as well as 2 on their monitor list that span a number of sectors. They are generalists, not industry analysts and therefore tend to seek companies that do not typically slot into traditionally ranked categories. Their product consists of basic reports on each of the companies they follow with detailed financial models, frequent written updates as well as a coverage universe updates distributed four times per year. They also provide clients access to management and telephone access to their analysts for additional information, as needed.  

Their Commitment to your privacy, CJS Securities has a long standing policy of protecting the confidentiality and security of information they collect about their clients. They do not share nonpublic information about you outside of the CJS Securities family without your permission except for the specific purposes described below, in accordance with all applicable laws. This Notice describes the Information they may gather and the circumstances under which they may share it.

CJS Securities has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, they have been advised by their clearing firms that their objective is to restore their own operations and be able to complete existing transactions.
 
 

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