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Home > Financial Services > Stock Brokers > Doley Securities, Llc.
Doley Securities, Llc.
Doley Securities, Llc. is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Doley Securities, Inc., founded in 1973, offers an assortment of brokerage, trading, financial advisory and investment banking services to institutions, government organizations, and selected individuals. They complete daily brokerage and trading transactions on behalf of their clients and for their own portfolio. Their specialties include raising capital for securities issuers, providing secondary market services for institutional investors, and furnishing financial advisory services to institutions, corporations, government and political subdivisions.
Harold E. Doley, Jr., the firm's founder and President, holds a seat on the New York Stock Exchange since 1973. He is also an underwriting member of Lloyd's of London. Working with Mr. Doley is a team of experts with diverse backgrounds in finance, law, and government. They have established valuable relationships that give them wide access to many important financing sources. Their experienced support staff is skilled in using state of the art automated services now available to the modern investment banking firm.
Their effective participation in the capital markets enhances their value to securities issuers, institutional purchasers and the investment banking community. They maintain continuous contact with world markets and employ market susceptible database and reporting services. Using one of the most comprehensive information systems available, they provide clients with the highest degree of timely service that today's technology and analytical procedures can afford. They constantly receive and analyze information on foreign exchange rates, Treasury prices, commodities, stocks and bonds, financial news and other relevant data, and they transmit that information to their clients instantly.
The Company is continually increasing its sphere of influence. They maintain a presence in New Orleans, gateway to the lucrative trade markets of Latin America and in New York City, still the leading financial capital of the world. In addition, they are continually expanding their international interests, as evidenced by their participation in global financings.
The Company has been successful because of a unique ability to identify and use the common goals and interests of people with diverse beliefs for mutual benefit. Client satisfaction is the most appropriate measure of their success, and they pride themselves on their high level of communication and service.
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