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Conifer Securities Llc.


Conifer Securities Llc is a member of NASD the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
With over a century of top management experience in the business disciplines of investment management, Conifer Securities has built a reputation as a trusted partner to a select group of Corporate and Independent Investment Managers.
 
It is an organization of business professionals who provide the services and infrastructure that make it possible for successful investors to operate more successfully.
 
The firm is owned and staffed by senior specialists in the network of facilities, infrastructure, communications, day-to-day operations and business services needed to operate a successful fund business. They provide a comprehensive suite of back office services, customized to fit the personal and business requirements of their clients.
 
For investment managers in start-up mode, the firm offers a comprehensive package of critical services that can include planning, facilities arrangement, and accounting, brokerage processing and reporting, as well as helping you establish relationships with key partners such as attorneys, accountants and prime brokers.
 
As a fund grows, daily, monthly and quarterly administrative and operational demands can become overwhelming. These demands can become daily distractions that turn successful fund managers into struggling business managers. When that happens, the firm will take on as many, or as few, of these functions as it takes for you to get your business, and your life, back in control.
 
Conifer establishes and manages restricted securities and employee stock programs for corporate insiders and employees and provides a secure, supportive environment where smart money managers, and their investors, can focus on performance with a minimum of stress and distraction.
 
 

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