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Emmett A Larkin Company, Inc




Emmett A Larkin Company, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm’s headquarters is in San Francisco since 1959. Emmett A. Larkin Company, Inc. provides both internet on line and traditional full service execution, clearing and custody services for other broker dealers and investment advisors.

Larkin is a member of the National Association of Securities Dealers, Chicago Stock Exchange, the Municipal Securities Rulemaking Board, the Securities Industry Association and the Securities Investors Protection Corporation (SIPC). Larkin also has excess SIPC coverage through London Insurers. The Company’s reputation and experiences have helped them to establish a network of contacts throughout the financial community. Their seasoned traders, compliance and operations people are among the best in the industry. Their top professionals function as a cohesive team working in your best interest. Together they have delivered proven performance in all types of markets.

Distribution agreements are in place with all major mutual fund families. Features offered include dividend reinvestment, margin capability, purchase of full and fractional shares and exchanges within fund family groups. Taxable and tax exempt money market funds managed by Scudder Investments are available through Larkin's brokerage accounts. The firm designs their services to meet your firm's needs and offer flexibility. The Company is an open door policy and they welcome client input and suggestions. This friendly, personalized approach has become a Larkin trademark over the years.

The growth of Emmett A. Larkin Company, Inc. has been the result of its management philosophy of perpetuating the client sales person relationship. Larkin's efforts concentrate on providing efficient execution and clearing services.

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