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Home > Financial Services > Stock Brokers > Eplanning Securities, Inc.
Eplanning Securities, Inc.
Eplanning Securities, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Eplanning, Inc. is a financial services company comprised of Eplanning Securities, Inc., is a broker/dealer, and Eplanning Advisors, Inc., a registered investment advisor. As an independent broker/dealer and investment advisor, it offers no proprietary products or services. This true independence allows them to maintain an unbiased approach in providing a broad selection of products and services from third party providers.
The Company creates an environment that allows representatives the freedom to run their business the way they want in order to create better solutions for clients. They do this by being flexible, responsive, inclusive, and by never forgetting that their representatives are the most valuable asset they have.
As an independent broker/dealer and investment advisor, Eplanning offers no proprietary products or services. This true independence allows them to maintain an unbiased approach in providing a broad selection of products and services from third party providers.
Eplanning’s ownership strategy provides impartial participation in the company for registered representatives based upon production. This unique opportunity to acquire equity in Eplanning is made available through a stock option award program.
As all financial advisors and employees are shareholders of the company, they are driven in their approach to provide outstanding customer service and support to their clients. This attitude is seen throughout the company, and promotes a work environment where employees continually strive for greater efficiencies and productivity.
The Company has entered into an agreement with Bear, Stearns Securities Corp., a wholly owned subsidiary of The Bear Stearns Companies, for the execution and settlement of securities transactions. Through their clearing arrangement, it is able to offer a variety of products and services integrated into a suite of technology applications.
As an independent broker/dealer, The Company offers no proprietary products. This allows registered representatives the freedom to provide form a wide selection of investment products and services. They have selling agreements with many of the major product providers, and can quickly obtain agreements for any product provider not currently on their list.
The company prides themselves on their accessibility and encourages frequent and open communication with the clients. Client satisfaction is the most appropriate measure of their success.
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