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Feil Daily Investment Co.



Feil Daily Investment is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.




 


Feil Daily Investment has developed a business continuity plan, which will be activated in the event of a significant business disruption, such as a natural disaster, power outages or other events. Their plan is intended to permit them to continue critical business operations during these types of disruptions. Feil Daily Investment’s clearing firm, First Clearing, will be notified of any business disruption scenario involving FDI. As a fully disclosed securities brokerage, they have formed a strategic business alliance with one of the nation's leading brokerage clearing institutions, First Clearing Corporation.




In planning for potential significant business disruptions, FDI has studied a number of outcomes from varying scenarios, including, as examples only, a disruption to a single building, a city wide business disruption and a regional disruption. The firm's plans are intended to permit the continuation of key business operations during most types of disruptions by resuming mission critical operations, usually within the same business day as the disruption.



 


However, clients should be aware that because the firm's plans contain details of a confidential and proprietary nature, they cannot be distributed to the public. Their plan will be reviewed, updated and tested periodically. While no contingency plan can eliminate all risk of service interruption or temporarily impeded account access, they continually assess and update their plans to mitigate all reasonable risk.



 


Feil Daily Investment offers a wide variety of investment solutions at competitive commission rates. Feil Daily Investment offers a wide variety of investment solutions at competitive commission rates. As a customer oriented firm, Feil Daily Investment cultivates lasting relationships and delivers uncompromising service. Their knowledgeable and experienced investment advisors offer personal attention and swift response to your investment needs.




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