|
|
 |
| |
|
Home > Financial Services > Stock Brokers > Financial Telesis Inc.
Financial Telesis Inc.
Financial Telesis Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Financial Telesis Inc. (FTI)has been providing broker dealer services to its registered representatives and their clients since 1991, and registered investment advisory services since 2002. FTI’s main office is located in San Rafael, California, 15 miles north of San Francisco. The Company is currently licensed for both securities and insurance in over 30 states, has over 100 registered representatives and 40 offices across the country. FTI’sinvestment advisor firm is SEC licensed and currently conducting advisory business in over 20 states.
FTI offers it representatives and their clients an expansive list of mutual funds, variable products and 529 plans. The firm has no proprietary products and no minimum quotas. FTI caters to registered representatives that work primarily with retail clients that choose commission based products, investment advisors that choose no load products and registered representatives that work primarily with 401K plans.FTI offers it representatives and their clients an expansive list of mutual funds, variable products and 529 plans. The firm has no proprietary products and no minimum quotas.
Financial Telesis specializes in providing broker dealer services to registered representatives servicing 401(k) Plans. Their unique and tailored approach allows them to tailor their operations, commissions processing and compliance procedures to fit the business practices of those representatives that only have 401(k) plans as clients. Financial Telesis Inc. currently has over 40 representatives that service 401(k) plans.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
Back to Stock Brokers
|
|
|
|
|
|
|